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Level I
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Ethics
Ethics
Easy
An equity analyst at Whitfield Securities owns 2,000 shares of Beacon Health, a company she covers. She is preparing to publish a buy recommendation. To comply with CFA Institute Standards, the analyst should most likely:
A
Disclose her ownership in the research report
B
Sell her shares before publishing the recommendation
C
Transfer her shares to a family member's account
D
Delay the recommendation until after selling her position
Select an answer to continue
Tags
#conflicts-of-interest
#disclosure
#standard-via
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