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Ethical and Professional Standards
Ethical and Professional Standards
Easy
An analyst publishes a buy recommendation based entirely on a sell-side research report from another firm without conducting any independent verification. The analyst most likely violated:
A
Standard V(A) Diligence and Reasonable Basis
B
Standard I(C) Misrepresentation
C
Standard III(B) Fair Dealing
D
Standard VII(A) Conduct as CFA Members
Select an answer to continue
Tags
#standard-v
#reasonable-basis
#third-party-research
#diligence
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